Roll Over or Transfer


Step 1: Open an IRA

You’ll need to have an IRA first.
If you don’t yet, open yours here:

Each type of retirement account has its perks and quirks.
Not sure whether to open a Traditional or Roth IRA? Compare the benefits.

Step 2: Move your assets

Roll over your 401(k)

To roll over your 401(k), 403(b), 457(b) or Thrift Savings Plan (TSP) to a Traditional IRA, pick one of these:

  • Understand first if rolling over your sponsored plan is the best thing for you
    Learn more
NEXT
  • Get rollover instructions to give your plan administrator
    Learn more
OR
  • Deposit the check from your 401(k) plan
    Learn more
OR
  • Get us to start the rollover if your plan administrator requires it
    Learn more
Start Rollover

Want to roll over a non-401(k) retirement account or to a Roth IRA?

Transfer other account

To transfer your Traditional IRA or Roth IRA at another brokerage, pick one of these:

  • Liquidate assets and send proceeds to ShareBuilder
OR
  • Transfer securities and cash to ShareBuilder
Start Transfer

Roll over your employer plan

To roll over your 401(k), 403(b) or other
employer plan:

  1. Complete the Request for Direct Rollover or
    IRA Deposit form
  2. Return the completed form:
    Fax: 1-866-464-2699 Mail: Capital One 360 IRA Servicing
    P.O. Box 60
    St. Cloud, MN
    56302

Transfer other IRA account

To transfer your Traditional, Roth,
or Simple IRA:

  1. Complete the Request for a Transfer form
  2. Return the completed form:
    Mail: Capital One 360 IRA Servicing
    P.O. Box 60
    St. Cloud, MN 56302

Need more information? Rollover or transfer FAQs

TALK TO A RETIREMENT SPECIALIST

(877) 464-0292 Monday - Friday, 8 AM - 9 PM ET
Prefer to write it out?
Chat with a specialist.
Quick questions? See our FAQs