If you are looking to buy or sell a stock right away online, you can place a trade now. Market orders are typically executed within seconds of being placed (when the market is open), or place a limit order to control the price of your buy or sell order. Low-priced securities1, options, and mutual funds may be extra.
$6.95 per online trade1
Invest in stocks, mutual funds, and exchange-traded funds (ETFs) on a recurring schedule or when you have the available funds.
Note: No-load, no-transaction fee funds purchased through the Automatic Investment Plan will not incur a transaction charge.3,4
PortfolioBuilder lets you create a portfolio of exchange-traded funds (ETFs), using asset allocation models, aligned to your style of investing. You can purchase an entire portfolio for one flat commission, each time you invest. If you choose to rebalance or buy and sell individual securities in your portfolio regular online trade prices will apply.
$18.95 entire portfolio
Accounts approved for options trading can buy and sell calls or puts or write (sell) covered calls on securities held in the account.
$6.95 + $0.75 per contract
Invest online in no-load mutual funds without paying a transaction fee. Our No Transaction Fee (NTF) program provides access to over 400 funds.3
$0 - online only4
Invest online in no-load mutual funds with access to over 500 funds from leading no-load mutual fund families.3
$19.95 per online trade
As an added convenience, we accept phone orders for stocks, mutual funds and ETFs listed through ShareBuilder. To place a trade with a Customer Service Associate, call 866-590-7629 anytime between 8 AM to 9 PM ET, Monday - Friday.
$19.95 per trade
Online trade commission + $6.95 per trade
Options - Early Exercise
$30 per early exercise, no trade commission
Options - Automatic Exercise
$20 per automatic exercise, no trade commission
Options - Assignment
$20 per assignment, no trade commission
1 Low-Priced SecuritiesFor trades that execute with an average price per share of less than $1.00, Capital One Investing, LLC will add a surcharge of $0.007 per share. The base commission plus surcharge will not exceed the lesser of $500 or 15 percent of the principal amount of the trade, but will not be less than your base commission.
2 Automatic Investments Automatic investments are recurring or one-time purchases on Tuesdays. All sales are made with market or limit orders and are subject to applicable commissions.
3 No-Load, No-Transaction Fee Mutual FundsCosts and other expenses apply to continued investment in the fund and are described in the fund's current prospectus.
4 Mutual Fund Early Redemption PolicyCapital One Investing, LLC reserves the right to charge $49.95 on the redemption or exchange of shares of any no-load, no-transaction fee mutual fund that is held less than 90 days, except for money market funds. This charge is in addition to any applicable charges or expenses addressed in the fund's prospectus.
Brokerage ChargesCapital One Investing, LLC, reserves the right to add, remove or change brokerage charges as deemed necessary and will attempt to provide fair notice of any adjustments. If you have questions, please contact Customer Service.
Mutual Fund Excessive Trading PolicyCapital One Investing, LLC, has adopted an Excessive Trading Policy to respond to the demands of the mutual fund families – which make their funds available through ShareBuilder – to discourage market timing and excessive trading activity in mutual funds.
Phone TradesCapital One Investing, LLC, does not make recommendations and does not offer any investment advice. Customer Service Associates can provide the same security information available to you on the ‘Research’ tab of our website during the order-taking process if requested. All trades placed by phone are subject to the same terms and conditions as trades placed online.
Express FundingThe Express Funding service costs $6.95 for each real-time trade. Trades placed using Express Funding have a $5,000 daily limit. Daily is defined as the period of time between the close of business for Capital One Investing, LLC, through the close of the next business day. Express Funding is available to individual, joint and custodial account types only.
Options DisclaimerOptions involve risk and are not suitable for all investors. Before investing in options, please read the Characteristics and Risks of Standardized Options.
Banking services are provided by Capital One 360, a division of Capital One, N.A., member FDIC.
Securities products are offered by Capital One Investing, LLC, a registered broker-dealer and Member FINRA/SIPC. Advisory services are provided by Capital One Advisors, LLC, an SEC registered investment advisor. Insurance products are offered through Capital One Agency LLC. All are subsidiaries of Capital One Financial Corporation.
ShareBuilder and Capital One ShareBuilder are marketing names for Capital One Investing, LLC. ShareBuilder 401k and ShareBuilder Advisors are the marketing names for Capital One Advisors, LLC.
© 2014 Capital One. Capital One and ShareBuilder are federally registered service marks. All third-party trademarks are the property of their respective owners.
Securities and services are: Not FDIC insured · Not bank guaranteed · May lose value · Not a deposit · Not Insured by any Federal Government Agency