Automatic transfer of funds from a checking or savings Account.
Electronic delivery of funds from a ShareBuilder Account to your checking or savings account.
Reinvest dividends and capital gains paid by securities.
Transfer from another broker to a ShareBuilder Account.
Transfer of all assets in a ShareBuilder Account to another firm.
Partial transfer of assets in a ShareBuilder Account to another firm.
$15.00 per security($75.00 maximum)
Wire of funds into a ShareBuilder Account.
Funds wired to you from a ShareBuilder Account.
A check for funds mailed to you from a ShareBuilder Account.
As a result of the financial industry’s movement away from physical stock certificates, ShareBuilder no longer accepts these types of requests. Learn more
Effective January 1, 2008, DRS eligible securities may be transferred through DRS for those wishing to maintain direct ownership on the books of the issuer/transfer agent. Find out how to complete a transfer of eligible securities via DRS.
Stopping of and resending of a check from ShareBuilder, per your instruction, originally sent to the name and address on your ShareBuilder account.
By request, we send a document via overnight courier.
Deposits returned due to insufficient funds.
$5.00 per returned item
Deposits returned as uncollectible.
Check copy requests.
$10.00 per copy
Participation in any voluntary reorganization.
$25.00 per issue
Requests to have duplicate statements, confirms, tax forms or web capture documents mailed to you.
$5.00 per copy
Brokerage Charges: Capital One Investing, LLC, reserves the right to add, remove or change brokerage charges as deemed necessary and will attempt to provide fair notice of any adjustments. If you have questions, please contact Customer Service.
Banking services are provided by Capital One 360, a division of Capital One, N.A., member FDIC.
Securities products are offered by Capital One Investing, LLC, a registered broker-dealer and Member FINRA/SIPC. Advisory services are provided by Capital One Advisors, LLC, an SEC registered investment advisor. Insurance products are offered through Capital One Agency LLC. All are subsidiaries of Capital One Financial Corporation.
ShareBuilder and Capital One ShareBuilder are marketing names for Capital One Investing, LLC. ShareBuilder 401k and ShareBuilder Advisors are the marketing names for Capital One Advisors, LLC.
© 2014 Capital One. Capital One and ShareBuilder are federally registered service marks. All third-party trademarks are the property of their respective owners.
Securities and services are: Not FDIC insured · Not bank guaranteed · May lose value · Not a deposit · Not Insured by any Federal Government Agency