About Us: Executive Team

About Us | ShareBuilder
About Us | ShareBuilder
About Us | ShareBuilder

Sara Andres
Compliance

Sara Andres serves as Chief Compliance Officer of Capital One ShareBuilder and ShareBuilder Advisors LLC. Sara joined the firm in August of 2013 and brings over 15 years of experience in the financial services industry having previously served as CCO at TD Ameritrade and most recently serving on the senior leadership team at Ameritas Investment Corp.

As CCO, Sara oversees the compliance functions of ShareBuilder as well as acts as the primary advisor regarding the firm's overall compliance scheme and the particularized rules, policies and procedures the firm uses to oversee its business activities. Sara has been active in the industry serving on various Securities Industry and Financial Markets Association (SIFMA) and Financial Industry Regulatory Authority, Inc. (FINRA) committees. Sara has served on the advisory boards of both the University of Nebraska College of Business and MBA program. She also served as a board member for the Omaha Area Youth Orchestra.

Sara completed the FINRA Institute at Wharton and as such is a designated Certified Regulatory and Compliance Professional. She holds multiple securities licenses and is a graduate of the University of Nebraska–Lincoln.