If you are looking to buy or sell a stock right away online, you can place a trade now. Market orders are typically executed within seconds of being placed (when the market is open) or place a limit order to control the price of your buy or sell order.
$6.95 per online trade1
Invest in stocks, mutual funds and exchange-traded funds (ETFs) on a recurring schedule or when you have the available funds. Subscribe to the Advantage pricing program and reduce the cost of each investment you make in your Automatic
Note: No-load, no-transaction fee funds purchased through the Automatic Investment Plan will not incur a transaction charge.3,4
12 per month included $1.00 each additional
Accounts approved for options trading can buy and sell calls or puts or write (sell) covered calls on securities held in the account.
$6.95 + $0.75 per contract
Invest online in no-load mutual funds without paying a transaction fee. Our No Transaction Fee (NTF) program provides access to over 400 funds.3
$0 - online only4
Invest online in no-load mutual funds with access to over 500 funds from leading no-load mutual fund families.3
$19.95 per online trade
As an added convenience, we accept phone orders for stocks, mutual funds and ETFs listed through ShareBuilder. To place a trade with a Customer Service Associate, call 866-590-7629 anytime between 8 AM to 11 PM ET, Monday - Friday.
$19.95 per trade
Online trade commission + $6.95 per trade
Options - Early Exercise
$30 per early exercise, no trade commission
Options - Automatic Exercise
$20 per automatic exercise, no trade commission
Options - Assignment
$20 per assignment, no trade commission
1 Low-Priced Securities: In addition to the base commission, Capital One ShareBuilder, Inc., will add a $0.007 surcharge per share on market and limit order trades when the average execution price per share is less than $1.00. The total commission (base commission + surcharge) is subject to a maximum of 15% of the principal amount of the trade, but no less than the base commission.
2 Automatic investments are recurring or one-time purchases on Tuesdays. All sales are made with market or limit orders and are subject to applicable commissions.
3 No-Load, No-Transaction Fee Mutual Funds: Costs and other expenses apply to continued investment in the fund and are described in the fund's current prospectus.
4 Mutual Fund Early Redemption Policy: Capital One ShareBuilder Inc., reserves the right to charge $49.95 on the redemption or exchange of shares of any no-load, no-transaction fee mutual fund that is held less than 90 days, excluding the ING Money Market Fund. This charge is in addition to any applicable charges or expenses addressed in the fund’s prospectus.
Brokerage Charges: Capital One ShareBuilder, Inc., reserves the right to add, remove or change brokerage charges as deemed necessary and will attempt to provide fair notice of any adjustments. If you have questions, please contact Customer Service.
Mutual Fund Excessive Trading Policy: Capital One ShareBuilder, Inc., has adopted an Excessive Trading Policy to respond to the demands of the mutual fund families – which make their funds available through ShareBuilder – to discourage market timing and excessive trading activity in mutual funds.
Phone Trades: Capital One ShareBuilder, Inc., does not make recommendations and does not offer any investment advice. Customer Service Associates can provide the same security information available to you on the ‘Research’ tab of our website during the order-taking process if requested. All trades placed by phone are subject to the same terms and conditions as trades placed online.
Express Funding: The Express Funding service costs $6.95 for each real-time trade. Trades placed using Express Funding have a $5,000 daily limit. Daily is defined as the period of time between the close of business for Capital One ShareBuilder, Inc., through the close of the next business day. Express Funding is available to individual, joint and custodial account types only.
Options Disclaimer: Options involve risk and are not suitable for all investors. Before investing in options, please read the Characteristics and Risks of Standardized Options.
Banking services are provided by Capital One 360, a division of Capital One, N.A., member FDIC.
Securities products are offered by Capital One ShareBuilder, Inc., a registered broker-dealer and Member FINRA/SIPC. Capital One ShareBuilder, Inc. is a subsidiary of Capital One Financial Corporation. Brokerage Financial Statement
Securities products are: Not FDIC insured · Not bank guaranteed · May lose value