| Service |
Description |
Rate |
| Checking/savings debit transfer |
Automatic transfer of funds from a checking or savings Account. |
No charge |
| Electronic funds withdrawal |
Electronic delivery of funds from a ShareBuilder Account to your checking or
savings account. |
No charge |
| Dividend and capital gains reinvestment |
Reinvest dividends and capital gains paid by securities. |
No charge |
| Account transfer in |
Transfer from another broker to a ShareBuilder Account. |
No charge |
| Full account transfer out |
Transfer of all assets in a ShareBuilder Account to another firm. |
$75.00 |
| Partial transfer out |
Partial transfer of assets in a ShareBuilder Account to another firm. |
$15.00 per security
($75.00 maximum) |
| Funds wired in |
Wire of funds into a ShareBuilder Account. |
No charge |
| Funds wired out |
Funds wired to you from a ShareBuilder Account. |
$30.00 |
| Check request |
A check for funds mailed to you from a ShareBuilder Account. |
$5.00 |
| Stock certificate request |
As a result of the financial industry’s movement away from physical stock certificates, ShareBuilder no longer accepts these types of requests. Learn more |
Not applicable |
| Direct Registration System (DRS) |
Effective January 1, 2008, DRS eligible securities may be transferred through DRS for those wishing to maintain direct ownership on the books of the issuer/transfer agent. Find out how to complete a transfer of eligible securities via DRS. |
$30.00 |
| Stop payment of check |
Stopping of and resending of a check from ShareBuilder, per your instruction, originally sent to the name and address on your ShareBuilder account. |
$25.00 |
| Express delivery |
By request, we send a document via overnight courier. |
$25.00 |
| NSF charge for each returned item |
Deposits returned due to insufficient funds. |
$5.00 per returned item |
| Non collectible deposit |
Deposits returned as uncollectible. |
$5.00 per returned item |
| Check copy |
Check copy requests. |
$10.00 per copy |
| Voluntary reorganization |
Participation in any voluntary reorganization. |
$25.00 per issue |
| Duplicate statements, confirms, tax forms or web capture documents |
Requests to have duplicate statements, confirms, tax forms or web capture documents mailed to you. |
$5.00 per copy |
| Abandoned Account Handling |
Accounts with assets that have not been accessed in 2 years, and each year after. Why do you have this charge? |
$25.00 |