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Checking/savings debit transfer |
Automatic transfer of funds from a checking or savings account |
No charge |
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Electronic funds withdrawal |
Electronic delivery of funds from a ShareBuilder account to your checking or savings account |
No charge |
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Dividend and capital gains reinvestment |
Reinvest dividends and capital gains paid by securities |
No charge |
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Account transfer in |
Transfer from another broker to a ShareBuilder account |
No charge |
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Full account transfer out |
Transfer of all assets in a ShareBuilder account to another firm |
$75.00 |
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Partial transfer out |
Partial transfer of assets in a ShareBuilder account to another firm |
$15.00 per security
($75.00 maximum) |
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Funds wired in |
Wire of funds into a ShareBuilder account |
No charge |
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Funds wired out |
Funds wired to you from a ShareBuilder account |
$30.00 |
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Check request |
A check for funds mailed to you from a ShareBuilder account |
$5.00 |
Stock certificate request
(Not all stocks available)
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Mailing a physical stock certificate(s) to the name and address on a ShareBuilder account |
$75.00 |
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Direct Registration System (DRS)
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Effective January 1, 2008, DRS eligible securities may be transferred through DRS for those wishing to maintain direct ownership on the books of the issuer/transfer agent. Find out how to complete a transfer of eligible securities via DRS. |
$30.00 |
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Stock certificate re-registration |
On your instruction, we change the registration name on a physical stock certificate to the name other than the one on your ShareBuilder account (includes gifts, estates, etc.) |
$75.00 |
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Stop payment of check |
Stopping of and resending of a check from ShareBuilder, per your instruction, originally sent to the name and address on your ShareBuilder account. |
$25.00 |
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Express delivery |
By request, we send a document via overnight courier |
$25.00 |
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NSF charge for each returned item |
Deposits returned due to insufficient funds |
$5.00 per returned item |
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Non collectible deposit |
Deposits returned as uncollectible |
$5.00 per returned item |
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Check copy |
Check copy requests |
$10.00 per copy |
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Voluntary reorganization |
Participation in any voluntary reorganization |
$25.00 per issue |
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Duplicate statements, confirms, tax forms or web capture documents |
Requests to have duplicate statements, confirms, tax forms or web capture documents mailed to you |
$5.00 per copy |
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Abandoned Account Handling |
Accounts with assets that have not been accessed in 3 years. Why do you have this charge? |
$25.00 |